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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

SEVCON, INC.

(Exact name of registrant as specified in its charter)

 

Delaware 1-9789 04-2985631
(State or other jurisdiction (Commission (IRS Employer
of incorporation or organization) File Number) Identification No.)

 

155 Northboro Road, Southborough, Massachusetts 01772
(Address of principal executive offices) (Zip Code)

 

Paul Farquhar, Chief Financial Officer (508) 281-5510

(Name and telephone number, including area code,

of the person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2016 to December 31, 2016.

 

Section 1 - Conflict Minerals Disclosure

 

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit

 

A copy of Sevcon Inc.’s Conflict Minerals Report for the reporting period January 1, 2016 to December 31, 2016 is provided as Exhibit 1.01 hereto and is publicly available at www.sevcon.com/about-sevcon/environmental. Sevcon’s determination and related disclosures relating to materials that may come from recycled and scrap sources are included in Sevcon’s Conflict Minerals Report and incorporated by reference herein.

 

 

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

List below the following exhibit filed as part of this report.

 

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

 

SEVCON, INC.

(Registrant)

 

 

/s/ Paul N. Farquhar   May 31st, 2017
By Paul N. Farquhar   (Date)
Chief Financial Officer    

 

Exhibit 1.01

 

Sevcon, Inc.

Conflict Minerals Report

 

For the reporting period from January 1, 2016 to December 31, 2016

 

Introduction

 

This Conflict Minerals Report of Sevcon, Inc. has been prepared pursuant to SEC Rule 13p-1 and Form SD (the “Rule”) for the reporting period January 1, 2016 to December 31, 2016.

 

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which are collectively referred to in this Report as the “subject minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. As described in this Report, the Company manufactures, or contracts to manufacture, products for which those subject minerals are necessary to the functionality or production.

 

As a producer of electronic equipment, Sevcon uses a supply base consisting mostly of electronic component manufacturers, distributors and assemblers. Therefore, the facilities used to process the necessary subject minerals in those products, and the country of origin of those subject minerals in those products are several steps down the global electronics supply chain.

 

The term “conflict-free” is used in this report to denote products, parts or materials where the subject minerals and their deritivite metals are from smelters or refiners verified as complying with the Conflict-Free Sourcing Initiative’s Conflict-Free Smelter Program (the “CFSP”) or an equivalent third-party audit program.

 

Products

 

The products manufactured or contracted to be manufactured by Sevcon in calendar year 2016 were –

 

1.Motor controllers for electric and hybrid vehicles
2.Static and on-board battery chargers for electric and hybrid vehicles
3.DC/DC convertors for electric and hybrid vehicles
4.Other drivetrain system components for electric and hybrid vehicles
5.Industrial/rail/aerospace/automotive Capacitors

 

Sevcon Conflict Minerals Program and Due Diligence

 

Sevcon has:

 

1. Established strong company management systems, by having:
     
  a. Established a policy to work towards eliminating conflict minerals from its supply chain, and has informed all suppliers of the objectives and reporting requirements. The policy is publicly available at www.sevcon.com/about/quality-environment.
     
  b. Allocated internal management resource and responsibility for supplier chain due diligence.
     
  c. Established a system of controls and transparency over the mineral supply chain. The details of this are described below.
     
  d. Strengthened company engagement with suppliers:

 

·All components specified by Sevcon and consumed during calendar year 2016 have been identified and traced to the manufacturer.
·All manufacturers have been contacted, in order to trace subject mineral sources.
·Data has been requested using the CFSI template, to ensure compliant smelters are identified.

 

 
·The responses have been analyzed, to confirm whether compliance has been achieved (i.e. all smelters declared, and included on the CFSI compliant smelters lists).
·Where new supplier contracts are drafted, conflict minerals objectives and reporting requirements are being included.

 

  e. Made available the company Environmental Corrective and Preventive Action Procedure available for investigation of any risks relating to Conflict Minerals, with input to the EICC® GeSI program where appropriate.

 

2. Identified risk in the supply chain, and assessed the adverse impact of those risks.
   
3. Designed and implemented a strategy to respond to identified risks:

 

·Working with the suppliers to help them fully understand Sevcon’s requirements.
·Advising on the EICC GeSI Initiative, and the reporting requirements.
·Contacting component manufacturers directly to improve the reporting process.
·Advising of Sevcon’s intention to move away from non-reporting or non-compliant suppliers.
·As a final step, terminating our relationship with non-reporting and non-compliant suppliers.

 

4. Utilized the EICC GeSI reporting program to analyse the responses of its manufacturers and suppliers.
   
5. Reported the results of our supply chain due diligence publicly in Form SD as well as internally to senior management.

 

We conducted a survey of our manufacturing partners and their component suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition (EICC) and The Global e-Sustainability Initiative (GeSI), known as the CFSI Reporting Template (the “Template”). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence.

 

Of the manufacturers within the scope of our RCOI, 52% confirmed as not supplying parts containing the subject minerals or using those minerals in their production process. Of the remaining manufacturers/suppliers, 81% responded, and 74% submitted responses in the appropriate EICC GeSI format. Of the responding suppliers, 65% were able to confirm that all of their supplying conflict minerals smelters were listed as compliant on the CFSI lists.

 

The due diligence methodology applied by Sevcon is based in all material aspects on the OECD “Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain,” including the relevant mineral specific supplements.

 

Our efforts to determine the mine or location of origin of the necessary conflict minerals in our products with the greatest possible specificity consisted of the due diligence measures described in this conflict minerals report. In particular, because independent third party audit programs validate whether sufficient evidence exists regarding country, mine and/or location of origin of the subject minerals that the audited smelter or refiner facilities have processed, we relied on the information made available by such programs for the smelters and refiners in our supply chain.

 

Determination

 

We were unable to ascertain the country of origin and/or chain of custody of all necessary subject minerals processed by the facilities that contributed to our products because, for this reporting period, (1) certain smelter and refiner facilities had not yet received a “conflict free” designation from an independent third party audit program, and (2) some manufacturers and their materials suppliers did not respond to our requests for country of origin or chain of custody information.

 

With respect to the products on which Sevcon exercised due diligence, Annex I lists the facilities which, to the extent known, processed the necessary subject minerals in our products. Annex II summarises the countries for those facilities. Annex III shows the number of smelters which are conflict free as determined by the Conflict-Free Smelter Program (CFSP), and those which are in their audit program with the aim of achieving compliance.

 

2 

 

Our investigations have found two smelters in our supply chain from the covered countries –

1.Phoenix Metal Ltd. of Kigali, Rwanda, supplying tin.
2.Universal Precious Metals Refining of Lusaka, Zambia, supplying gold.

Both companies have registered to the CFSI program, but are not in the current compliant or active list. Sevcon is working with the relevant suppliers to ensure that these smelters progress towards certification. If they do not make satisfactory progress, we currently expect they will be removed from the supply chain.

 

Continuous Improvement Strategy

 

In order to improve from the above initial results and to mitigate the risk that our necessary conflict minerals will benefit armed groups, Sevcon is taking the following actions:

 

  a. Working with the suppliers, sub-suppliers and manufacturers to engage with the smelter to enroll in the EICC GeSI Conflict Free Smelters program;
  b. Failing action a, working with the supplier and sub-supplier to select an alternative conflict minerals supplier with supplying smelters participating in the EICC GeSI Conflict Free Smelters program;
  c. Failing action b, selecting an alternative supplier or sub-supplier who can offer conflict-free materials with supplying smelters participating in the EICC GeSI Conflict Free Smelters program.
  d. Monitoring progress towards conflict-free status, by reporting trends publicly and within Sevcon and its supplier base.

 

Continuous Improvement Results

 

The table below demonstrates the improvement in reporting and compliance achieved from 2013 to 2016 (reporting periods).

 

Reporting period 2013 2014 2015 2016 Improvement From 2015
Response level 44% 74% 81% 81% 0%
EICC GeSI format 54% 67% 76% 74% -2%
Compliant response 0% 45% 47% 65% +18%

 

Progress has been maintained, even with the acquisition of Bassi SRL and inclusion of its suppliers for the first time.

 

 

ANNEX I

 

Metal Smelter Name Smelter Country
Gold Abington Reldan Metals, LLC USA
Gold Advanced Chemical Company USA
Gold AGR Matthey AUSTRALIA
Gold Aida Chemical Industries Co. Ltd. JAPAN
Gold Aktyubinsk Copper Company TOO RUSSIAN FEDERATION
Gold Al Etihad Gold Refinery DMCC UNITED ARAB EMIRATES
Gold Allgemeine Gold- und Silberscheideanstalt A.G. GERMANY
Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN
Gold AngloGold Ashanti Córrego do Sítio Mineração BRAZIL
Gold Argor-Heraeus S.A. SWITZERLAND
Gold Asahi Pretec Corp. JAPAN
Gold Asahi Refining USA Inc. USA
Gold Asaka Riken Co Ltd JAPAN

 

3 

 

Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. TURKEY
Gold AU Traders and Refiners SOUTH AFRICA
Gold AURA-II USA
Gold Aurubis AG GERMANY
Gold Baiyin Nonferrous Group Co.,Ltd. CHINA
Gold Bangalore Refinery INDIA
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES
Gold Barrick Gold Corporation CHILE
Gold Bauer Walser AG GERMANY
Gold Boliden AB SWEDEN
Gold C. Hafner GmbH + Co. KG GERMANY
Gold Caridad MEXICO
Gold CCR Refinery - Glencore Canada Corporation CANADA
Gold Cendres + Métaux S.A. SWITZERLAND
Gold Changcheng Gold & Silver Refining Factory CHINA
Gold Chimet S.p.A. ITALY
Gold China Gold International Resources Corp. Ltd CHINA
Gold Chugai Mining JAPAN
Gold CMP-COMPAGNIE DES METAUX PRECIEUX FRANCE
Gold Daejin Indus Co., Ltd. KOREA (REPUBLIC OF)
Gold Daye Non-Ferrous Metals Mining Ltd. CHINA
Gold Degussa Sonne / Mond Goldhandel GmbH GERMANY
Gold DODUCO GmbH GERMANY
Gold Dowa JAPAN
Gold DSC (Do Sung Corporation) KOREA (REPUBLIC OF)
Gold Eco-System Recycling Co., Ltd. JAPAN
Gold Elemetal Refining, LLC USA
Gold Emirates Gold DMCC UNITED ARAB EMIRATES
Gold Faggi Enrico S.p.A. ITALY
Gold Fidelity Printers and Refiners Ltd. ZIMBABWE
Gold Furukawa Company, Ltd. JAPAN
Gold Gannon & Scott USA
Gold Gansu Seemine Material Hi-Tech Co., Ltd. CHINA
Gold Geib Refining Corporation USA
Gold Great Wall Precious Metals Co., Ltd. of CBPM CHINA
Gold Guangdong Jinding Gold Limited CHINA
Gold Gujarat Gold Centre INDIA
Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CHINA
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CHINA
Gold Harmony Gold Mining Company Limited SOUTH AFRICA
Gold Heimerle + Meule GmbH GERMANY
Gold Henan Yuguang Gold & Lead Co., Ltd. CHINA
Gold Heraeus Ltd Hong Kong HONG KONG
Gold Heraeus Precious Metals GmbH & Co. KG GERMANY
Gold HOMESTAKE MINING COMPANY CANADA
Gold Hunan Chenzhou Mining Co., Ltd. CHINA
Gold HwaSeong CJ Co., Ltd. KOREA (REPUBLIC OF)
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA
Gold Ishifuku Metal Industry Co., Ltd. JAPAN
Gold Istanbul Gold Refinery TURKEY

 

4 

 

Gold Italpreziosi S.p.A. ITALY
Gold Japan Mint JAPAN
Gold Jiangxi Copper Co., Ltd. CHINA
Gold Jinlong Copper Co., Ltd. CHINA
Gold Johnson Matthey Chemicals Ltd. UNITED KINGDOM
Gold Johnson Matthey Inc USA
Gold Johnson Matthey Limited CANADA
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant RUSSIAN FEDERATION
Gold JSC Uralelectromed RUSSIAN FEDERATION
Gold JX Nippon Mining & Metals Co., Ltd JAPAN
Gold K.A.Rasmussen as NORWAY
Gold Kaloti Precious Metals UNITED ARAB EMIRATES
Gold Kazakhmys Smelting LLC KAZAKHSTAN
Gold Kazzinc KAZAKHSTAN
Gold Kennecott Utah Copper LLC USA
Gold KGHM Polska Miedź Spółka Akcyjna POLAND
Gold Kojima Chemicals Co. Ltd JAPAN
Gold Korea Metal Co. Ltd KOREA, REPUBLIC OF
Gold Korea Zinc Co., Ltd. KOREA (REPUBLIC OF)
Gold Kyrgyzaltyn JSC KYRGYZSTAN
Gold L' azurde Company For Jewelry SAUDI ARABIA
Gold Lingbao Gold Co., Ltd. CHINA
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CHINA
Gold Linglong Gold mine CHINA
Gold L'Orfebre S.A. ANDORRA
Gold LS-Nikko Copper Inc KOREA, REPUBLIC OF
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CHINA
Gold Materion USA
Gold Matsuda Sangyo Co. Ltd JAPAN
Gold Metalor Technologies (Hong Kong) Ltd. CHINA
Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE
Gold Metalor Technologies (Suzhou) Ltd. CHINA
Gold Metalor Technologies S.A. SWITZERLAND
Gold Metalor USA Refining Corporation USA
Gold Metalúrgica Met-Mex Peñoles S.A. De C.V. MEXICO
Gold Mitsubishi Materials Corporation JAPAN
Gold Mitsui Mining and Smelting Co., Ltd. JAPAN
Gold MMTC-PAMP India Pvt., Ltd. INDIA
Gold Modeltech Sdn Bhd MALAYSIA
Gold Morris and Watson NEW ZEALAND
Gold Morris and Watson Gold Coast AUSTRALIA
Gold Moscow Special Alloys Processing Plant RUSSIAN FEDERATION
Gold Nadir Metal Rafineri San. Ve Tic. A.Ş. TURKEY
Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN
Gold Nihon Material Co. LTD JAPAN
Gold Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH AUSTRIA
Gold Ohura Precious Metal Industry Co., Ltd. JAPAN
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) RUSSIAN FEDERATION
Gold OJSC Kolyma Refinery RUSSIAN FEDERATION

 

5 

 

Gold OJSC Novosibirsk Refinery RUSSIAN FEDERATION
Gold PAMP S.A. SWITZERLAND
Gold Pan Pacific Copper Co. Ltd. JAPAN
Gold Pease & Curren USA
Gold Penglai Penggang Gold Industry Co., Ltd. CHINA
Gold Philippine Associated Smelting and Refining Corporation PHILIPPINES
Gold Prioksky Plant of Non-Ferrous Metals RUSSIAN FEDERATION
Gold PT Aneka Tambang (Persero) Tbk INDONESIA
Gold PX Précinox S.A. SWITZERLAND
Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA
Gold Remondis Argentia B.V. NETHERLANDS
Gold Republic Metals Corporation USA
Gold Rio Tinto Group UNITED KINGDOM
Gold Royal Canadian Mint CANADA
Gold SAAMP FRANCE
Gold Sabin Metal Corp. USA
Gold SAFINA A.S. CZECH REPUBLIC
Gold Sai Refinery INDIA
Gold Samduck Precious Metals KOREA (REPUBLIC OF)
Gold Samwon Metals Corp. KOREA (REPUBLIC OF)
Gold SAXONIA Edelmetalle GmbH GERMANY
Gold Schone Edelmetaal B.V. NETHERLANDS
Gold SEMPSA Joyería Platería S.A. SPAIN
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CHINA
Gold Shandong Yanggu Xiangguang Co. Ltd. CHINA
Gold Shandong Zhaojin Gold & Silver Refinery Co. Ltd CHINA
Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA
Gold Singway Technology Co., Ltd. TAIWAN, PROVINCE OF CHINA
Gold So Accurate Group, Inc. USA
Gold SOE Shyolkovsky Factory of Secondary Precious Metals RUSSIAN FEDERATION
Gold Solar Applied Materials Technology Corp. TAIWAN, PROVINCE OF CHINA
Gold Sudan Gold Refinery SUDAN
Gold Sumitomo Metal Mining Co. Ltd. JAPAN
Gold Sungeel Hitech Co., Ltd. KOREA, REPUBLIC OF
Gold T.C.A S.p.A ITALY
Gold Tanaka Kikinzoku Kogyo K.K. JAPAN
Gold The Refinery of Shandong Gold Mining Co. Ltd CHINA
Gold Tokuriki Honten Co. Ltd JAPAN
Gold Tongling Nonferrous Metals Group Co., Ltd. CHINA
Gold Tony Goetz NV BELGIUM
Gold TOO Tau-Ken-Altyn KAZAKHSTAN
Gold Torecom KOREA (REPUBLIC OF)
Gold Umicore Brasil Ltda. BRAZIL
Gold Umicore Precious Metals Thailand THAILAND
Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM
Gold United Precious Metal Refining, Inc. USA
Gold Universal Precious Metals Refining Zambia ZAMBIA
Gold Valcambi S.A. SWITZERLAND

 

6 

 

Gold Western Australian Mint trading as The Perth Mint AUSTRALIA
Gold WIELAND Edelmetalle GmbH GERMANY
Gold Yamamoto Precious Metal Co., Ltd. JAPAN
Gold Yokohama Metal Co Ltd JAPAN
Gold Yunnan Copper Industry Co., Ltd. CHINA
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA
Gold Zijin Mining Group Co., Ltd. Gold Refinery CHINA
Tantalum Arroz JAPAN
Tantalum Changsha South Tantalum Niobium Co., Ltd. CHINA
Tantalum Conghua Tantalum and Niobium Smeltry CHINA
Tantalum D Block Metals, LLC USA
Tantalum Duoluoshan CHINA
Tantalum E.S.R. Electronics USA
Tantalum Exotech Inc. USA
Tantalum F&X Electro-Materials Ltd. CHINA
Tantalum FIR Metals & Resource Ltd. CHINA
Tantalum GAM AUSTRALIA
Tantalum Global Advanced Metals Aizu JAPAN
Tantalum Global Advanced Metals Boyertown USA
Tantalum GTP Corp. USA
Tantalum Guangdong Zhiyuan New Material Co., Ltd. CHINA
Tantalum Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch CHINA
Tantalum H.C. Starck Co., Ltd. THAILAND
Tantalum H.C. Starck GmbH Goslar GERMANY
Tantalum H.C. Starck GmbH Laufenburg GERMANY
Tantalum H.C. Starck Hermsdorf GmbH GERMANY
Tantalum H.C. Starck Inc. USA
Tantalum H.C. Starck Ltd. JAPAN
Tantalum H.C. Starck Smelting GmbH & Co. KG GERMANY
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA
Tantalum Hi-Temp Specialty Metals, Inc. USA
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA
Tantalum Jiangxi Tuohong New Raw Material CHINA
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA
Tantalum Jiujiang Tanbre Co., Ltd. CHINA
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA
Tantalum KEMET Blue Metals MEXICO
Tantalum KEMET Blue Powder USA
Tantalum King-Tan Tantalum Industry Ltd. CHINA
Tantalum LSM Brasil S.A. BRAZIL
Tantalum Metallurgical Products India Pvt., Ltd. INDIA
Tantalum Mineração Taboca S.A. BRAZIL
Tantalum Mitsui Mining & Smelting JAPAN
Tantalum Molycorp Silmet A.S. ESTONIA
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA
Tantalum Pan Pacific Copper Co. Ltd. JAPAN
Tantalum Plansee SE Liezen AUSTRIA
Tantalum Plansee SE Reutte AUSTRIA
Tantalum Power Resources Ltd. MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)

 

7 

 

Tantalum QuantumClean USA
Tantalum Resind Indústria e Comércio Ltda. BRAZIL
Tantalum RFH Tantalum Smeltry Co., Ltd. CHINA
Tantalum Solikamsk Magnesium Works OAO RUSSIAN FEDERATION
Tantalum Taki Chemical Co., Ltd. JAPAN
Tantalum Telex Metals USA
Tantalum Tranzact, Inc. USA
Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN
Tantalum WBH AG AUSTRIA
Tantalum XinXing HaoRong Electronic Material Co., Ltd. CHINA
Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CHINA
Tantalum Zhuzhou Cemented Carbide CHINA
Tin 5NPLUS CANADA
Tin Alpha USA
Tin An Thai Minerals Co., Ltd. VIETNAM
Tin An Vinh Joint Stock Mineral Processing Company VIETNAM
Tin Aoki Laboratories Ltd. USA
Tin Baslini Tin Srl ITALY
Tin Brand IMLI INDONESIA
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA
Tin China Tin Group Co., Ltd. CHINA
Tin CINTAS METALICAS S.A SPAIN
Tin CNMC (Guangxi) PGMA Co. Ltd. CHINA
Tin Cofermetal Spa ITALY
Tin Complejo Metalurgico Vinto S.A. BOLIVIA
Tin Cooperativa Metalurgica de Rondônia Ltda. BRAZIL
Tin CV Ayi Jaya INDONESIA
Tin CV Dua Sekawan INDONESIA
Tin CV Gita Pesona INDONESIA
Tin CV JusTindo INDONESIA
Tin CV Makmur Jaya INDONESIA
Tin CV Nurjanah INDONESIA
Tin CV Serumpun Sebalai INDONESIA
Tin CV Tiga Sekawan INDONESIA
Tin CV United Smelting INDONESIA
Tin CV Venus Inti Perkasa INDONESIA
Tin Dowa JAPAN
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company VIETNAM
Tin Elmet S.A. de C.V. MEXICO
Tin Elmet S.L.U. SPAIN
Tin EM Vinto BOLIVIA (PLURINATIONAL STATE OF)
Tin Estanho de Rondônia S.A. BRAZIL
Tin Feinhütte Halsbrücke GmbH GERMANY
Tin Fenix Metals POLAND
Tin Geiju Non-Ferrous Metal Processing Co. Ltd. CHINA
Tin Gejiu Fengming Metallurgy Chemical Plant CHINA
Tin Gejiu Jinye Mineral Company CHINA

 

8 

 

Tin Gejiu Kai Meng Industry and Trade LLC CHINA
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CHINA
Tin Gejiu Zi-Li CHINA
Tin Gold Bell Group CHINA
Tin Guanyang Guida Nonferrous Metal Smelting Plant CHINA
Tin H. Kramer & Co. USA
Tin HuiChang Hill Tin Industry Co., Ltd. CHINA
Tin Huichang Jinshunda Tin Co. Ltd CHINA
Tin Impag AG SWITZERLAND
Tin Imperial Zinc USA
Tin Indonesian State Tin Corporation INDONESIA
Tin Indra Eramulti Logam INDONESIA
Tin Jean Goldschmidt International SA BELGIUM
Tin Jiangxi Ketai Advanced Material Co., Ltd. CHINA
Tin Jiangxi Shunda Huichang Kam Tin Co., Ltd. CHINA
Tin Linwu Xianggui Ore Smelting Co., Ltd. CHINA
Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL
Tin Malaysia Smelting Corporation (MSC) MALAYSIA
Tin Medeko Cast S.R.O. SLOVAKIA (SLOVAK REPUBLIC)
Tin Melt Metais e Ligas S.A. BRAZIL
Tin METALLIC MATERIALS BRANCH L OF GUANGXI CHINA TIN GROUP CO.,LTD CHINA
Tin Metallic Resources, Inc. USA
Tin Metallo-Chimique N.V. BELGIUM
Tin Metallum Metal Trading Company SWITZERLAND
Tin Mineração Taboca S.A. BRAZIL
Tin Minmetals Ganzhou Tin Co. Ltd. CHINA
Tin Minsur PERU
Tin Mitsubishi Materials Corporation JAPAN
Tin Modeltech Sdn Bhd MALAYSIA
Tin Nankang Nanshan Tin Manufactory Co., Ltd. CHINA
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company VIETNAM
Tin Northern Smelter AUSTRALIA
Tin Novosibirsk Integrated Tin Works RUSSIAN FEDERATION
Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND
Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES
Tin Operaciones Metalurgical S.A. BOLIVIA (PLURINATIONAL STATE OF)
Tin Phoenix Metal Ltd. RWANDA
Tin PT Alam Lestari Kencana INDONESIA
Tin PT Aries Kencana Sejahtera INDONESIA
Tin PT Artha Cipta Langgeng INDONESIA
Tin PT Artha Cipta Langgeng INDONESIA
Tin PT ATD Makmur Mandiri Jaya INDONESIA
Tin PT Babel Inti Perkasa INDONESIA
Tin PT Bangka Kudai Tin INDONESIA
Tin PT Bangka Prima Tin INDONESIA
Tin PT Bangka Putra Karya INDONESIA
Tin PT Bangka Timah Utama Sejahtera INDONESIA

 

9 

 

Tin PT Bangka Tin Industry INDONESIA
Tin PT Belitung Industri Sejahtera INDONESIA
Tin PT Belitung Industri Sejahtera INDONESIA
Tin PT BilliTin Makmur Lestari INDONESIA
Tin PT BilliTin Makmur Lestari INDONESIA
Tin PT Bukit Timah INDONESIA
Tin PT Cipta Persada Mulia INDONESIA
Tin PT DS Jaya Abadi INDONESIA
Tin PT Eunindo Usaha Mandiri INDONESIA
Tin PT Fang Di MulTindo INDONESIA
Tin PT HP Metals Indonesia INDONESIA
Tin PT Inti Stania Prima INDONESIA
Tin PT Karimun Mining INDONESIA
Tin PT Kijang Jaya Mandiri INDONESIA
Tin PT Koba Tin INDONESIA
Tin PT Lautan Harmonis Sejahtera INDONESIA
Tin PT Menara Cipta Mulia INDONESIA
Tin PT Mitra Stania Prima INDONESIA
Tin PT O.M. Indonesia INDONESIA
Tin PT Panca Mega Persada INDONESIA
Tin PT Prima Timah Utama INDONESIA
Tin PT Refined Bangka Tin INDONESIA
Tin PT Sariwiguna Binasentosa INDONESIA
Tin PT Seirama Tin Investment INDONESIA
Tin PT Stanindo Inti Perkasa INDONESIA
Tin PT Sukses Inti Makmur INDONESIA
Tin PT Sumber Jaya Indah INDONESIA
Tin PT Sumber Jaya Indah INDONESIA
Tin PT Timah (Persero) Tbk Kundur INDONESIA
Tin PT Timah (Persero) Tbk Mentok INDONESIA
Tin PT Timah Nusantara INDONESIA
Tin PT Tinindo Inter Nusa INDONESIA
Tin PT Tirus Putra Mandiri INDONESIA
Tin PT Tommy Utama INDONESIA
Tin PT Wahana Perkit Jaya INDONESIA
Tin Resind Indústria e Comércio Ltda. BRAZIL
Tin Rui Da Hung TAIWAN
Tin Senju Metal Industry Co., Ltd. MALAYSIA
Tin Soft Metais Ltda. BRAZIL
Tin Super Dragon Technology Co. Ltd. TAIWAN
Tin Super Ligas BRAZIL
Tin Thaisarco THAILAND
Tin Thaisarco THAILAND
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company VIETNAM
Tin Uni Bros Metal Pte Ltd SINGAPORE
Tin VQB Mineral and Trading Group JSC VIETNAM
Tin Walcownia Metali Nieżelaznych "ŁABĘDY" S.A. w Gliwicach POLAND
Tin White Solder Metalurgia e Mineração Ltda. BRAZIL
Tin Xianghualing Tin Industry Co., Ltd. CHINA
Tin Xinmao Xiye (Tin Company) CHINA

 

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Tin Yunnan Chengfeng CHINA
Tin Yunnan Gejiu Jinye Minerals CHINA
Tin Yunnan Tin Company Limited CHINA
Tin Zhongshan Jinye Smelting Co., Ltd CHINA
Tungsten A.L.M.T. TUNGSTEN Corp. JAPAN
Tungsten ACL Metais Eireli BRAZIL
Tungsten Asia Tungsten Products Vietnam Ltd. VIETNAM
Tungsten ATI Metalworking Products USA
Tungsten Buffalo Tungsten USA
Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CHINA
Tungsten China Minmetals CHINA
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA
Tungsten Dayu Jincheng Tungsten Industry Co., Ltd. CHINA
Tungsten Dayu Weiliang Tungsten Co., Ltd. CHINA
Tungsten Fujian Jinxin Tungsten Co., Ltd. CHINA
Tungsten Ganxian Shirui New Material Co., Ltd. CHINA
Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CHINA
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA
Tungsten Ganzhou Non-ferrous Metals Smelting Co., Ltd. CHINA
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA
Tungsten Ganzhou Yatai Tungsten Co., Ltd. CHINA
Tungsten Global Tungsten & Powders Corp. USA
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA
Tungsten H.C. Starck GmbH GERMANY
Tungsten H.C. Starck Smelting GmbH & Co.KG GERMANY
Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA
Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CHINA
Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin CHINA
Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CHINA
Tungsten Hydrometallurg, JSC RUSSIAN FEDERATION
Tungsten Japan New Metals Co., Ltd. JAPAN
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA
Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CHINA
Tungsten Jiangxi Rare Earth & Rare Metals Tungsten Group Corp CHINA
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA
Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CHINA
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA
Tungsten Kennametal Fallon USA
Tungsten Kennametal Huntsville USA
Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA
Tungsten Moliren Ltd RUSSIAN FEDERATION
Tungsten Niagara Refining LLC USA
Tungsten Nippon Tungsten (Shanghai) Commerce Co., Ltd. JAPAN
Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC VIETNAM
Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES
Tungsten Pobedit, JSC RUSSIAN FEDERATION
Tungsten Sanher Tungsten Vietnam Co., Ltd. VIETNAM

 

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Tungsten South-East Nonferrous Metal Company Limited of Hengyang City CHINA
Tungsten TaeguTec Ltd. KOREA, REPUBLIC OF
Tungsten Tejing (Vietnam) Tungsten Co., Ltd. VIETNAM
Tungsten Unecha Refractory metals plant RUSSIAN FEDERATION
Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. VIETNAM
Tungsten Wolfram Bergbau und Hütten AG AUSTRIA
Tungsten Wolfram Company CJSC RUSSIAN FEDERATION
Tungsten Woltech Korea Co., Ltd. KOREA (REPUBLIC OF)
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA
Tungsten Xiamen Tungsten Co., Ltd CHINA
Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. CHINA
Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CHINA
Tungsten Zhuzhou Cemented Carbide Group Co Ltd CHINA

 

 

 

ANNEX II

 

Countries of origin of the subject minerals these facilities process are believed to include:

Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Korea (Republic of), Kyrgyzstan, Macedonia, Malaysia, Mexico, Netherlands, New Zealand, Norway, Peru, Philippines, Poland, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emriates, United Kingdom, USA, Uzbekistan, Vietnam, Zambia, Zimbabwe

 

 

 

 

ANNEX III

Subject Mineral Tin Tantalum Tungsten Gold
Number of smelters identified by Sevcon 117 54 60 166
Number of compliant smelters in CFSI Program 69 44 40 94
Additional smelters active in CFSI audit program 6 1 3 9

(CFSI data at May 15th, 2017)

 

 

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